South Africa
FAIS compliance, made simple
ComplianceDesk gives you 7 pre-built FAIS controls, an evidence vault, audit-ready reports, and reminders before anything falls overdue — so proving FAIS compliance stops being a spreadsheet exercise.
Every FAIS control, organised for you
The real control library ComplianceDesk seeds the moment you activate FAIS — 7 controls across 3 categories.
Licensing & Fit and Proper
- FAIS-1.1 FSP licence maintained with the FSCA
- FAIS-1.2 Key individuals and representatives registered
- FAIS-1.3 Fit and proper requirements verified
Conduct of Business
- FAIS-2.1 Client disclosure of fees and conflicts of interest
- FAIS-2.2 Record of advice provided to clients
Compliance & Complaints
- FAIS-3.1 Compliance officer/function appointed
- FAIS-3.2 Complaints handling process and register
Frequently asked questions
How many controls does ComplianceDesk track for FAIS?
7, organised into 3 categories, ready to assign to an owner as soon as you activate the framework.
Can I track FAIS alongside other frameworks?
Yes — most teams activate several frameworks at once. Controls that overlap across frameworks can share the same evidence, so you don't collect the same document twice.
How long does it take to set up FAIS in ComplianceDesk?
Activating FAIS instantly seeds its full control library. Most teams assign owners and get their first controls moving within a day.
Other South Africa frameworks
See your full compliance picture
131 frameworks, one system of record.